Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Kennedy Spawn is a financial advisor who has been in the industry since October 12, 1992. Craig is currently registered with Avantax Advisory Services and has been with the firm since September 2004. Craig also has previous experience with CAP PRO BROKERAGE SERVICES, INC. and H.D. VEST INVESTMENT SECURITIES, INC. Craig is a Certified Financial Planner and holds the Series 63, 65, 7 and SIE licenses. Craig specializes in providing financial planning and portfolio management services for individuals and businesses. Craig is also a licensed insurance agent and offers insurance products through Avantax Insurance Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CO
09/02/2004 - Present
Avantax Advisory Services (Bellvue CO)
OH
01/22/2001 - 08/02/2004
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
TX
10/13/1992 - 01/23/2001
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 11/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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