Unclaimed
Craig St. Thomas has been working in the financial services industry since November 1996. Craig is currently registered with T. Rowe Price Associates, Inc. in both Maryland and North Carolina. Craig was previously registered with several firms including Invesco Distributors, Inc., Dean Witter Reynolds Inc., CIGNA Financial Advisors, Inc., and Titus & Donnelly GP. Craig holds a wide range of securities licenses, including Series 7, 31, 52, 63, 65 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
10/10/2017 - Present
T. Rowe Price Associates, Inc. (Charlotte NC)
TX
05/10/1999 - 07/10/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
02/18/1998 - 05/07/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
PA
09/19/1997 - 11/25/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NY
08/09/1994 - 06/04/1997
TITUS & DONNELLY GP (NEW YORK NY)
BOTH
Issued 10/09/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1994
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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