Invested Better
Unclaimed

Unclaimed

Unclaimed

Craig James Nelson

Mufg Securities Americas Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Craig? Claim Your Profile

About Craig James Nelson

Craig James Nelson is a registered representative with Mufg Securities Americas Inc. who has been in the securities industry since September 22, 2022. Craig is currently registered in 51 states, and has passed the Series 63, Series 7, Series 79, and SIE exams. Craig's office is located in New York, NY.

Firm Information

Craig Nelson is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Craig Nelson’s Registration & Firm History

NY

09/23/2022 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

Not sure if Craig James Nelson is right for you?

Licenses & Designations

BC

Issued 08/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Craig James Nelson.
Not sure if Craig James Nelson is right for you?