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Craig J Engel

Principal Advised Services

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About Craig J Engel

Craig Engel is a financial professional with over 10 years of experience in the industry. Craig currently works with Principal Advised Services and has also worked with Allstate Financial Services, LLC, EF Legacy Securities, LLC, and Sanders Morris Harris LLC in the past. Craig is registered with the state of Indiana as both a broker-dealer and an investment advisor. Craig holds Series 6, 63, and 65 licenses as well as the SIE exam, demonstrating his commitment to staying up-to-date on industry regulations and best practices. Craig specializes in providing portfolio management services for individuals, and has a strong track record of helping clients reach their financial goals.

Firm Information

Craig Engel is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Craig Engel’s Registration & Firm History

IN

04/05/2024 - Present

Principal Advised Services (Crown Point IN)

IN

06/22/2020 - 02/15/2022

ALLSTATE FINANCIAL SERVICES, LLC (Crown Point IN)

IL

04/22/2016 - 10/31/2018

EF LEGACY SECURITIES, LLC (OAK BROOK IL)

IL

07/26/2013 - 04/22/2016

SANDERS MORRIS HARRIS LLC (OAK BROOK IL)

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Licenses & Designations

BC

Issued 11/02/2013

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/29/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig J Engel.
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