Invested Better
Unclaimed

Unclaimed

Unclaimed

Craig Michael Davis

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Craig? Claim Your Profile

About Craig Michael Davis

Firm Information

Craig Davis is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a corporation formed in April 1971. They are headquartered in San Francisco, CA and have a presence in all 50 states, Puerto Rico, and the Virgin Islands. They provide financial planning, selection of other advisers, and wrap fee program services. Charles Schwab & CO., Inc. is a registered investment adviser with the SEC and is registered in 53 states. They have over 15,000 registered representatives and manage more than $50 billion in assets.
Charles Schwab & CO., Inc.

9800 Schwab Way

Lone Tree, CO 80124

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Craig Davis’s Registration & Firm History

CO

08/01/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

02/04/2010 - 02/09/2021

W.G. NIELSEN & CO. (DENVER CO)

MA

12/01/2006 - 02/25/2009

THE YALE GROUP, INC. (NEWTON MA)

CO

03/11/2005 - 08/11/2005

ACCESS CAPITAL INVESTMENT GROUP, INC. (DENVER CO)

CO

03/30/1998 - 11/23/2004

W.G. NIELSEN & CO. (DENVER CO)

NE

05/09/1996 - 11/26/1996

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

NA

10/17/1995 - 03/19/1996

DAIN BOSWORTH INCORPORATED

NE

03/25/1991 - 03/21/1995

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

NA

03/04/1991 - 03/25/1991

UBC INVESTMENT CORPORATION

CO

10/26/1989 - 03/13/1990

HANIFEN, IMHOFF INC. (DENVER CO)

NA

02/09/1987 - 10/17/1989

ILLINOIS COMPANY INVESTMENTS, INC.

NA

06/10/1986 - 10/09/1986

HAND INVESTMENT COMPANY, INC.

NA

04/18/1986 - 06/10/1986

CENTRAL BROKERAGE SERVICES, INC.

Not sure if Craig Michael Davis is right for you?

Licenses & Designations

BC

Issued 3/11/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/12/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/5/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 4/25/2023

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 3/6/2023

Series 3 - National Commodity Futures Examination

BC

Issued 1/2/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Craig Michael Davis.
Not sure if Craig Michael Davis is right for you?
Invested Better

Copyright 2024 Invested Better

Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.

Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.

Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.