Unclaimed
Craig Fein is a financial advisor with Invesco Distributors, Inc. He has been in the industry since April 2007 and holds the Series 66, Series 7, and SIE exams. Craig is currently registered with FINRA and is licensed in 53 states. Craig has previously worked with OppenheimerFunds Distributor, Inc. and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
01/04/2008 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
03/26/2007 - 12/21/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK CITY NY)
BOTH
Issued 06/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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