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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Herbert is a financial advisor with Cetera Investment Advisers LLC, based in CORAL SPRINGS, FL. Craig has been in the financial services industry since 1993, and has experience with a wide range of financial products and services. Craig holds the Series 7 and Series 63 licenses, as well as the Series 65 license. Cetera Investment Advisers LLC is a financial services firm that provides a variety of services, including financial planning, investment management, and retirement planning. The firm has offices in various locations across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/12/2023 - Present
Cetera Investment Advisers LLC (CORAL SPRINGS FL)
FL
01/23/2013 - 07/15/2019
CETERA INVESTMENT SERVICES LLC (CORAL SPRINGS FL)
FL
04/04/2012 - 01/22/2013
LEGEND EQUITIES CORPORATION (BOYNTON BEACH FL)
FL
10/01/2000 - 04/05/2011
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
NC
02/09/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
12/08/1998 - 01/13/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
06/22/1998 - 10/27/1998
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
04/22/1996 - 06/24/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/01/1993 - 04/26/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/04/1992 - 08/17/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
02/06/1991 - 04/23/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 4/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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