Unclaimed
Craig Gordon Johnson is a financial advisor at Western International Securities, Inc. Craig has been a financial advisor since 1981 and is licensed to offer investment advice in California and Florida. Craig is also a registered representative with FINRA. He is experienced in providing a wide range of financial planning and investment services to individual and institutional clients. Craig's expertise includes portfolio management, financial planning, and retirement planning. He is committed to providing his clients with personalized financial advice and guidance. Craig's clients include individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/06/2015 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
10/01/2012 - 03/27/2015
J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SANTA BARBARA CA)
CA
09/24/2001 - 05/02/2009
WAMU INVESTMENTS, INC. (GOLETA CA)
CA
05/02/2001 - 09/18/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/19/1993 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
05/12/1993 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
12/12/1983 - 05/04/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/22/1980 - 12/09/1983
E. F. HUTTON & COMPANY INC
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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