Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Fanning is a financial advisor working at Fidelity Personal And Workplace Advisors. Craig has been a registered representative in the securities industry since 1997 and an investment advisor representative since 2011. Craig has experience working with a variety of clients, including individuals, families, businesses, and institutions. Craig provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/17/2023 - Present
Fidelity Personal AND Workplace Advisors (MARBLE FALLS TX)
AZ
01/09/2022 - 12/20/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
08/27/2020 - 10/28/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
CA
11/07/2016 - 08/28/2020
FARMERS FINANCIAL SOLUTIONS, LLC (Westlake Village CA)
CA
03/18/2015 - 08/07/2015
LADENBURG THALMANN & CO. INC. (CALABASAS CA)
CO
11/03/2014 - 03/16/2015
HARVESTONS SECURITIES, INC. (GREENWOOD VILLAGE CO)
CA
04/03/2014 - 07/07/2014
STARK MUNICIPAL BROKERS (THOUSAND OAKS CA)
CA
10/22/2012 - 04/09/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
NY
03/20/2012 - 09/25/2012
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
12/08/2009 - 12/09/2011
MF GLOBAL INC. (NEW YORK NY)
CA
04/26/2004 - 09/13/2007
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
NY
09/05/2002 - 04/15/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/29/1998 - 12/08/2000
UBS WARBURG LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
11/07/1996 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
06/05/1994 - 05/20/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/05/1994 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
BOTH
Issued 06/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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