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Craig Erin Klein

A.g.p. / Alliance Global Partners

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About Craig Erin Klein

Craig Klein is a financial professional with over 20 years of experience in the financial services industry. Craig has held various roles at several firms, including Simplicity Financial Investment Services, Inc. and Puglisi & Co. Craig is currently a registered representative with A.g.p. / Alliance Global Partners, a firm that provides financial planning, portfolio management and other services to individuals and businesses. Craig is committed to helping clients achieve their financial goals by providing personalized advice and investment strategies.

Firm Information

Craig Klein is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Craig Klein’s Registration & Firm History

NY

08/05/2019 - Present

A.g.p. / Alliance Global Partners (New York NY)

NJ

02/01/2019 - 05/10/2019

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)

NY

07/02/1999 - 10/31/2005

PUGLISI & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/26/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Craig Erin Klein.
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