Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Edward Walker is a financial advisor currently registered with Wells Fargo Clearing Services, LLC in Alexandria, Virginia. Craig has been in the securities industry since 1992 and has a breadth of experience with various firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Union Brokerage Services, Inc. Craig is a Series 7, Series 63, Series 10 and Series 9 licensed financial advisor. Craig is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
02/12/2002 - Present
Wells Fargo Clearing Services, LLC (ALEXANDRIA VA)
NY
09/08/2000 - 01/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
02/10/1999 - 09/29/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
DC
11/01/1996 - 01/13/1999
WASHINGTON INVESTMENT CORPORATION (WASHINGTON DC)
NY
06/19/1995 - 11/07/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
06/17/1994 - 06/21/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/01/1993 - 06/03/1994
FERGUSON, ANDREWS & ASSOCIATES, INC.
IA
09/28/1992 - 07/15/1993
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NA
07/08/1991 - 07/25/1991
J. W. GANT & ASSOCIATES, INC.
IA
Issued 11/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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