Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Edward Sullivan is a financial professional with over 30 years of experience in the industry. Craig is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November of 2016. Prior to that, Craig worked for Prudential Securities Incorporated and Pruco Securities Corporation. Craig holds multiple licenses and designations including Series 3, 6, 7, 9, 10, 24, 26, 63, and 65. Craig is based in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
NY
02/23/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/23/1985 - 03/27/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/21/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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