Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Edward Johnson is a financial advisor who has been in the industry since 1975. Craig is currently registered with Stifel, Nicolaus & Company, Inc. Craig has held previous positions with UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, Dean Witter Reynolds Inc., E. F. Hutton & Company Inc, Rauscher Pierce Refsnes, Inc., Oppenheimer & Co., Inc., Kidder, Peabody & Co. Incorporated and Hornblower & Weeks - Hemphill, Noyes Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/30/2018 - Present
Stifel, Nicolaus & Company, Inc. (SCOTTSDALE AZ)
AZ
10/15/2004 - 09/10/2018
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
MO
07/01/2003 - 11/04/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/19/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/01/1994 - 10/25/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/04/1988 - 08/04/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/30/1983 - 01/15/1988
E. F. HUTTON & COMPANY INC
NA
10/08/1980 - 07/12/1983
RAUSCHER PIERCE REFSNES, INC.
NA
11/24/1978 - 10/25/1980
OPPENHEIMER & CO., INC.
NA
05/19/1978 - 12/16/1978
KIDDER, PEABODY & CO. INCORPORATED
NA
01/19/1977 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
10/01/1975 - 02/17/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 01/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/15/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/13/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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