Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Edward Gingold is a financial advisor with over 30 years of experience in the industry. Currently, Craig is registered with UBS Financial Services Inc. Craig is a licensed Series 7, 24, 4, 55, 63, and SIE representative, and holds a state registration in New York. Craig has previously worked with Keefe, Bruyette & Woods, Inc., E*TRADE Securities LLC, HarrisDirect LLC, DLJDIRECT INC. and Repex & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/12/2013 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
07/06/2006 - 04/02/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NJ
02/08/2006 - 07/14/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
06/16/1998 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NA
05/01/1998 - 05/26/1998
DLJDIRECT INC.
NJ
10/25/1989 - 04/29/1998
REPEX & CO., INC. (CLOSTER NJ)
BC
Issued 11/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/09/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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