Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Duncan Grant is a financial advisor with UBS Financial Services Inc. Craig has over 40 years of experience in the financial services industry. Craig is registered with FINRA as a General Securities Representative and holds the Series 7, Series 5, Series 15, and Series 63 licenses. Craig is also a registered Investment Advisor Representative. Craig provides a wide range of financial services to individuals, families, and businesses, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/29/2015 - Present
UBS Financial Services Inc. (SHORT HILLS NJ)
NJ
10/23/2009 - 01/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NJ
09/08/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CRANFORD NJ)
NJ
12/07/2001 - 09/15/2006
A. G. EDWARDS & SONS, INC. (SHORT HILLS NJ)
NY
09/09/1994 - 12/10/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/26/1985 - 08/18/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
12/11/1981 - 02/25/1985
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 01/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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