Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Douglas Kelley is a financial professional with over 20 years of experience in the industry. Craig has worked with City National Securities, Inc. since 2015. Prior to that, Craig was employed by BANC of America Investment Services, Inc., BA Investment Services, Inc., and Seafirst Investment Services, Inc. Craig holds the Series 6, 7, 63, and 65 licenses and is also a Certified Financial Planner. Craig specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Craig's primary focus is on high-net-worth individuals, charitable organizations, corporations or other businesses, and pension and profit-sharing plans. Craig works primarily from the Los Angeles, California office of City National Securities, Inc., but also serves clients in Stevenson Ranch, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
09/04/2015 - Present
City National Securities, Inc. (LOS ANGELES CA)
MA
07/12/1999 - 05/17/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
04/07/1995 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BC
Issued 10/26/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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