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Craig Dennis Pasini

Wells Fargo Clearing Services, LLC

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About Craig Dennis Pasini

Craig Dennis Pasini is a registered representative with Wells Fargo Clearing Services, LLC. Craig has been in the industry since December 1993. Craig has held previous roles at a number of firms including HILLTOP SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., OPPENHEIMER & CO. INC., JOSEPHTHAL & CO., INC., DAIN RAUSCHER INCORPORATED and OLDE DISCOUNT CORPORATION. Craig has a Series 7, Series 63, and Series 65 license. Craig's current registration is with Wells Fargo Clearing Services, LLC in Frisco, Texas.

Firm Information

Craig Pasini is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Craig Pasini’s Registration & Firm History

TX

09/26/2019 - Present

Wells Fargo Clearing Services, LLC (FRISCO TX)

TX

01/06/2012 - 10/25/2019

HILLTOP SECURITIES INC. (PLANO TX)

TX

10/23/2009 - 01/10/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)

TX

10/20/2004 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)

NY

01/28/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

01/02/2002 - 01/26/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

03/22/2000 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

03/02/1998 - 03/07/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

01/21/1998 - 03/02/1998

DAIN RAUSCHER INCORPORATED

MI

11/22/1993 - 01/23/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 08/25/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Craig Dennis Pasini. Review regulatory record here.
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