Unclaimed
Craig Warwick is a financial professional with over 25 years of experience in the industry. Craig is currently registered with Bay Crest Partners, LLC, and has previously held positions at Truist Securities, Inc., CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., FBR Capital Markets & Co., ABN AMRO Incorporated, and Morgan Stanley & Co., Incorporated. Craig holds several industry licenses and registrations, including Series 7, 24, 57 and 63, and SIE. Craig’s primary focus is on providing financial advice and guidance to clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2024 - Present
BAY Crest Partners, LLC (NEW YORK NY)
NY
07/05/2016 - 11/16/2023
TRUIST SECURITIES, INC. (NEW YORK NY)
NY
02/15/2013 - 02/19/2016
CLSA AMERICAS, LLC (NEW YORK NY)
NY
06/11/2012 - 06/11/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
06/18/2002 - 05/07/2012
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
CT
03/01/2002 - 04/23/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/30/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
08/18/1998 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
03/13/1997 - 08/20/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 57 - Securities Trader Exam
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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