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Craig David Wakefield

BNY Mellon Securities Corp.

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About Craig David Wakefield

Craig Wakefield is a financial advisor with over 20 years of experience in the industry. Craig is currently registered with BNY Mellon Securities Corp. and is also registered with FINRA. Craig previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Condera Securities, LLC, Neuberger Berman, LLC, and Managers Distributors, Inc. Craig holds the Series 7 and Series 66 licenses. Craig’s specializations include investment advice and portfolio management for individuals and businesses.

Firm Information

Craig Wakefield is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Craig Wakefield’s Registration & Firm History

NY

11/04/2021 - Present

BNY Mellon Securities Corp. (NEW YORK NY)

TX

03/29/2010 - 11/11/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

TX

09/27/2004 - 02/18/2010

CONDERA SECURITIES, LLC (HOUSTON TX)

NY

08/18/2003 - 09/01/2004

NEUBERGER BERMAN, LLC (NEW YORK NY)

CT

06/10/2002 - 08/01/2003

MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)

NY

11/21/1997 - 11/10/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/04/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Craig David Wakefield. Review regulatory record here.
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