Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig David Thomas is a financial advisor with over 7 years of experience in the securities industry. Craig is registered with Fidelity Brokerage Services LLC in Covington, KY. Craig is licensed to sell securities in all 50 states and the District of Columbia. Craig holds the Series 7, Series 63 and SIE licenses. Craig is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/29/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/02/2014 - 12/22/2015
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 11/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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