Unclaimed
Craig Ammon has been in the financial industry since 1999 and is currently registered with State Street Global Markets, LLC. Craig has held several positions in the financial industry, including roles at State Street Global Advisors Funds Distributors, LLC, Pulse Trading, Inc., Reynders, Gray & Co., Incorporated, and ICAP Corporates LLC. Craig holds a variety of licenses and certifications, including Series 3, 4, 7, 24, 25, 52TO, 53, 55, 57TO, and 63. Craig is a registered principal with State Street Global Markets, LLC and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/01/2017 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
12/01/2011 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
MA
05/12/2008 - 12/02/2011
PULSE TRADING, INC. (BOSTON MA)
NY
03/06/2007 - 05/05/2008
REYNDERS, GRAY & CO., INCORPORATED (NEW YORK NY)
NY
04/12/2002 - 03/05/2007
ICAP CORPORATES LLC (NEW YORK NY)
MA
04/05/2000 - 04/18/2002
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
11/18/1997 - 06/26/1998
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 12/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/31/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/28/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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