Unclaimed
Craig Daniel Schubert is a financial professional with over 20 years of experience in the industry. Craig is currently registered with Cantor Fitzgerald & Co. Prior to that, Craig was registered with BNP PARIBAS SECURITIES CORP. and MORGAN STANLEY & CO. INCORPORATED. Craig holds a Series 63, 7, 24, 52TO, 79TO, and SIE license. Craig is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/22/2016 - Present
Cantor Fitzgerald & Co. (DARIEN CT)
NY
05/19/2011 - 06/20/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/05/2005 - 05/19/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/05/2005 - 10/29/2008
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
08/15/2001 - 07/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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