Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Pollock is a financial advisor with over eight years of experience in the industry. He is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management in California and Texas. Craig has a strong background in financial planning and portfolio management and specializes in working with high-net-worth individuals, families, and institutions. His prior experience includes roles with J.P. Morgan Securities LLC and First Republic Securities Company, LLC. Craig holds the Series 7TO and Series 66 licenses, along with the SIE exam credential. Craig is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2024 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
09/29/2023 - 03/23/2024
J.P. MORGAN SECURITIES LLC (Walnut Creek CA)
CA
11/15/2022 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Walnut Creek CA)
BOTH
Issued 05/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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