Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig D. Norton is an investment advisor representative at Raymond James & Associates, Inc., and has been working in the financial industry since 1992. Craig Norton is licensed to provide investment advice in 51 states, and has a broad range of licenses and certifications, including Series 3, 7, 8, 9, 10, 31, 63, 65, 79TO and SIE. Craig Norton has worked for several financial institutions, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Morgan Stanley Smith Barney. Craig Norton offers a wide range of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/15/2018 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
06/01/2009 - 03/11/2016
MORGAN STANLEY (ATLANTA GA)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
07/29/1992 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
IA
Issued 03/04/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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