Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig D Esposito is a securities professional with over 20 years of experience in the financial services industry. He currently works at Stuart Frankel & Co., Inc. Craig has extensive knowledge of the securities markets, including equities, options, and fixed income. He has held various roles throughout his career, including registered representative, floor broker, and trader. Craig holds the Series 7, 25, 55, 62, and 57TO licenses as well as the SIE exam and is licensed to sell securities in California, Florida, Massachusetts, New Jersey, New York, and Texas. Craig is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/14/2015 - Present
Stuart Frankel & CO., Inc. (GREAT NECK NY)
NY
02/23/2011 - 08/27/2015
DOYLE, INC. (QUEENS NY)
NY
05/17/2000 - 03/01/2011
TICONDEROGA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2000
Series 7A - Floor Broker Representative Exam
BC
Issued 03/17/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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