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Craig Cozzi

Equitable Distributors, LLC

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About Craig Cozzi

Craig Cozzi is a financial professional with over 10 years of experience in the industry. Craig is registered with Equitable Distributors, LLC in New York and New Jersey. Craig holds Series 6, SIE, and Series 63 licenses.

Firm Information

Craig Cozzi is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Cozzi’s Registration & Firm History

NY

07/24/2013 - Present

Equitable Distributors, LLC (New York NY)

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Licenses & Designations

BC

Issued 08/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig Cozzi.
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