Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Spanton is a financial advisor who has been in the industry since 1999. Craig is currently registered with Independent Financial Group, LLC. Craig previously worked at TriCor Financial, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Craig has a wide range of experience in the financial services industry, including experience in investments, financial planning, and portfolio management. Craig has a number of professional designations and certifications, including the Series 66, Series 53, Series 4, Series 24, Series 52TO, Series 3, Series 7 and SIE. Craig offers a variety of financial services to individuals, businesses, and institutions. Craig specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
12/01/2015 - Present
Independent Financial Group, LLC (Boise ID)
ID
10/05/2009 - 12/01/2015
TRICOR FINANCIAL, LLC (MERIDIAN ID)
ID
11/02/2007 - 09/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOISE ID)
ID
09/19/2001 - 11/02/2007
WELLS FARGO INVESTMENTS, LLC (BOISE ID)
NY
03/26/1999 - 04/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/05/1997 - 04/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/24/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/21/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2015
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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