Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Christopher Callery is an investment advisor representative at UBS Financial Services Inc.. Craig has been in the securities industry since April 1994. He has passed the Series 63, 7, 8, 9, 10, and SIE exams. Craig is registered in Alabama, Arkansas, California, Florida, Indiana, Kentucky, Ohio, Pennsylvania, and has a current employment at UBS Financial Services Inc. in Cincinnati, Ohio. Craig also has prior registrations at J.C. Bradford & Co. and Advest, Inc. Craig is a registered representative of the firm in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
04/26/2002 - Present
UBS Financial Services Inc. (CINCINNATI OH)
CT
02/09/2001 - 04/12/2002
ADVEST, INC. (HARTFORD CT)
NJ
08/14/2000 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/30/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
04/04/1994 - 08/08/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Craig Callery is the right advisor for you? Invested Better is here to help.
