Unclaimed
Craig Bryan Deery is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Craig has been in the financial industry for over 38 years and holds a Series 7, Series 5, and Series 63 licenses. Craig has been registered in Pennsylvania since January 3, 2020. Craig has a strong history of experience with multiple financial institutions. Some of his past roles include positions with BLUEROCK CAPITAL MARKETS LLC, INFINEX INVESTMENTS, INC., SEI INVESTMENTS DISTRIBUTION CO., JOHN HANCOCK DISTRIBUTORS LLC, SIGNATOR INVESTORS, INC., JOHN HANCOCK FUNDS, INC., PENN SECURITIES, INC., MFS FUND DISTRIBUTORS, INC., INDEPENDENT FINANCIAL SECURITIES, INC., MERIDIAN SECURITIES, INC., JANNEY MONTGOMERY SCOTT INC., LEGG MASON WOOD WALKER, INCORPORATED, MOSELEY SECURITIES CORPORATION, SHEARSON LEHMAN BROTHERS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
11/01/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
11/21/2014 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
PA
12/21/2010 - 10/03/2014
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
MA
01/30/2007 - 11/02/2010
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
PA
01/23/2004 - 01/11/2007
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
MA
01/01/2002 - 09/19/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/08/2000 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
PA
08/24/1999 - 06/02/2000
PENN SECURITIES, INC. (WYOMISSING PA)
MA
03/25/1996 - 03/03/1999
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NA
03/08/1993 - 02/01/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
02/21/1991 - 02/08/1993
MERIDIAN SECURITIES, INC.
PA
10/11/1988 - 03/20/1991
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
04/06/1988 - 10/06/1988
LEGG MASON WOOD WALKER, INCORPORATED
NA
01/13/1988 - 02/27/1988
MOSELEY SECURITIES CORPORATION
NA
09/06/1984 - 11/25/1987
SHEARSON LEHMAN BROTHERS INC.
NA
09/20/1983 - 08/28/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/11/1981 - 11/04/1983
SHEARSON/AMERICAN EXPRESS INC.
BC
Issued 12/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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