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Craig Brown

Fifth Third Securities, Inc.

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About Craig Brown

Craig Brown is a financial advisor with Fifth Third Securities, Inc. Craig has been in the financial industry since 2004 and has experience with investment companies, pooled investment vehicles, and corporations or other businesses. Craig offers financial planning, portfolio management for businesses and individuals, and selection of other advisors. Craig is registered to provide investment advice in California, Connecticut, Florida, Massachusetts, Minnesota, Nevada, New Jersey, New York, and Ohio.

Firm Information

Craig Brown is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Craig Brown’s Registration & Firm History

FL

05/02/2024 - Present

Fifth Third Securities, Inc. (WEST PALM BEACH FL)

FL

02/15/2018 - 04/27/2024

J.P. MORGAN SECURITIES LLC (Palm Beach Gardens FL)

CT

03/24/2014 - 02/08/2018

WELLS FARGO CLEARING SERVICES, LLC (PLANTSVILLE CT)

CT

02/27/2013 - 08/01/2013

SANTANDER SECURITIES LLC (WEST HARTFORD CT)

MN

03/10/2011 - 01/08/2013

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

09/15/2004 - 02/25/2011

U.S. BANCORP INVESTMENTS, INC. (APPLE VALLEY MN)

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Licenses & Designations

IA

Issued 06/24/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/07/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/14/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Craig Brown. Review regulatory record here.
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