Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Miller is a financial advisor with Principal Securities, Inc. Craig has been in the industry since 2007, and holds both Series 63 and Series 65 licenses, in addition to Series 7, Series 24 and Series 51. Craig is a Certified Financial Planner and specializes in financial planning, pension consulting, and educational seminars. Craig also provides portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
08/22/2018 - Present
Principal Securities, Inc. (Raleigh NC)
NC
09/05/2007 - 08/06/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Raleigh NC)
IA
Issued 10/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Craig Miller is the right advisor for you? Invested Better is here to help.
