Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Gray is a financial advisor with over 20 years of experience in the industry. Craig is registered with Capital Client Group, Inc. Craig has a proven track record of success in providing financial advice to individuals and families. Craig is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
TX
05/07/2013 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
CA
06/02/1997 - 02/01/2005
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
NY
12/09/1993 - 11/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/04/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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