Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Arthur Stephens is a financial professional with over 10 years of experience. He is currently registered as an investment advisor representative with Harvest Capital Strategies LLC and is pending approval to provide investment advisory services in California. Previously, Craig Arthur Stephens was employed at JMP Securities LLC and worked in San Francisco, CA. He has passed both the Series 7 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity research services described in the brochure
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Payment for research services
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2
CA
01/01/2025 - Present
Harvest Capital Strategies LLC (SAN FRANCISCO CA)
CA
06/13/2016 - 01/02/2019
JMP SECURITIES LLC (SAN FRANCISCO CA)
IA
Issued 06/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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