Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Anthony Wong is a financial advisor with over 28 years of experience in the industry. Craig currently works with LPL Financial LLC and previously worked with Securities America Advisors, Securities America Inc., and National Planning Corporation. Craig holds the Series 63, Series 65, Series 51, Series 52TO, Series 53, Series 7, and Series 24 licenses. Craig specializes in providing financial planning, portfolio management for individuals and businesses, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/16/2024 - Present
LPL Financial LLC (HUNTINGTON BEACH CA)
CA
10/26/2017 - 12/21/2021
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
CA
04/30/2009 - 11/02/2017
NATIONAL PLANNING CORPORATION (HUNTINGTON BEACH CA)
CA
09/29/1993 - 05/04/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ORANGE CA)
AZ
07/30/1993 - 09/29/1993
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/26/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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