Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Rosenberg is a financial advisor with over 30 years of experience in the financial services industry. Craig has worked with a variety of firms including Raymond James Financial Services, Inc., Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, and Linsco/Private Ledger Corp. Craig is currently registered with J. W. Cole Advisors, Inc. and offers a variety of services including financial planning, portfolio management, and hourly & fixed rate consulting. Craig is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/25/2019 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
GA
02/20/2018 - 10/10/2019
IFS SECURITIES (ATLANTA GA)
MI
05/26/2016 - 02/22/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (TRAVERSE CITY MI)
MI
04/30/2010 - 06/17/2016
MORGAN STANLEY (TRAVERSE CITY MI)
MI
08/25/2006 - 05/03/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TRAVERSE CITY MI)
MI
08/11/2000 - 08/28/2006
LINSCO/PRIVATE LEDGER CORP. (TRAVERSE CITY MI)
CO
02/02/1993 - 08/11/2000
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
10/31/1989 - 02/01/1993
R A F FINANCIAL CORPORATION (DENVER CO)
CO
12/26/1986 - 11/08/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 04/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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