Unclaimed
Craig Anthony Peckham is a financial advisor with over 20 years of experience in the industry. Craig is currently registered with Guggenheim Securities, LLC. Previously, Craig was a registered representative with Jefferies & Company, Inc. and Bear, Stearns & Co. Inc. Craig has a broad range of experience in the financial services industry. Craig has passed the Series 63, Series 7, Series 24, Series 87 and SIE exams. Craig is currently registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/13/2012 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
05/24/2000 - 12/10/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
07/16/1996 - 05/17/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 11/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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