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Craig Anthony Peckham

Guggenheim Securities, LLC

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About Craig Anthony Peckham

Craig Anthony Peckham is a financial advisor with over 20 years of experience in the industry. Craig is currently registered with Guggenheim Securities, LLC. Previously, Craig was a registered representative with Jefferies & Company, Inc. and Bear, Stearns & Co. Inc. Craig has a broad range of experience in the financial services industry. Craig has passed the Series 63, Series 7, Series 24, Series 87 and SIE exams. Craig is currently registered in 20 states.

Firm Information

Craig Peckham is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Peckham’s Registration & Firm History

NY

11/13/2012 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

05/24/2000 - 12/10/2010

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

07/16/1996 - 05/17/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Craig Anthony Peckham.
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