Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Anthony James is a financial advisor registered with Cetera Financial Specialists LLC. Craig has a Series 7TO, Series 63, and SIE license. Craig has been in the financial services industry since July 2022. Previously, Craig was registered with LPL Financial LLC. Craig is currently located in Saint James, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/08/2022 - Present
Cetera Financial Specialists LLC (SAINT JAMES NY)
NY
07/18/2022 - 12/16/2022
LPL FINANCIAL LLC (COMMACK NY)
BC
Issued 09/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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