Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Goldberg is a financial advisor who has been in the industry since March 1987. Craig is currently registered with Wells Fargo Clearing Services, LLC in Woodbury, New York. Craig has held previous roles at Morgan Stanley, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., David Lerner Associates, Inc., and SECO West Limited. Craig is licensed in Arizona, California, Colorado, Connecticut, Florida, Hawaii, Maryland, Massachusetts, Michigan, Montana, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Craig specializes in retirement planning, college savings, estate planning, and investment management. Craig is also a co-trustee for his mother and is involved in investment-related activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/23/2020 - Present
Wells Fargo Clearing Services, LLC (WOODBURY NY)
NY
06/01/2009 - 04/14/2015
MORGAN STANLEY (MELVILLE NY)
NY
11/06/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
04/18/1994 - 11/20/2007
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
07/13/1987 - 04/26/1994
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NA
02/09/1987 - 05/28/1987
SECO WEST LIMITED
IA
Issued 10/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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