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Craig Andrew Duglin

Capital Client Group, Inc.

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About Craig Andrew Duglin

Craig Andrew Duglin is a financial professional with over 20 years of experience in the industry. Craig is currently registered with Capital Client Group, Inc. in Los Angeles, California. Craig's previous employers include Transamerica Financial Advisors, Inc., Diversified Investors Securities Corp., and Transamerica Securities Sales Corporation. Craig holds the Series 6, 7, 26, and 63 securities licenses.

Firm Information

Craig Duglin is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Craig Duglin’s Registration & Firm History

CA

06/01/2006 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

09/14/2001 - 06/06/2006

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

NY

02/01/2003 - 05/19/2006

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

CA

11/21/1998 - 02/01/2003

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 09/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig Andrew Duglin.
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