Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Andrew Brothers is an investment advisor representative at Hightower Advisors, LLC. Craig has been in the industry since 1985. Craig has a Series 7, Series 63 and Series 65 license. Craig specializes in financial planning, portfolio management for individuals and businesses, and treasury management for corporate clients. Craig was previously an investment advisor representative at Bel Air Securities, LLC, State Street Global Markets, LLC, National Financial Services LLC, Lehman Brothers Inc., and Dean Witter Reynolds Inc. Craig is registered in California as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
02/14/2025 - Present
Hightower Advisors, LLC (Los Angeles CA)
CA
01/17/2006 - 10/14/2021
BEL AIR SECURITIES LLC (LOS ANGELES CA)
CA
01/15/2002 - 07/31/2006
STATE STREET GLOBAL MARKETS, LLC (LOS ANGELES CA)
MA
01/01/1997 - 01/22/2002
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
11/27/1991 - 09/30/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/21/1985 - 10/23/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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