Unclaimed
Craig Spihlman is a financial advisor with LPL Financial LLC, a firm with over 1910545 client accounts and over $463 billion in assets under management. Craig has been in the financial industry since 2001 and has been registered with LPL Financial LLC since 2018. He is registered to offer securities in Arkansas, Illinois, Maryland and Missouri. Craig is a licensed Series 6 and SIE representative, with a Series 63 license, and is also a registered representative with FINRA. Craig has a background in financial planning, portfolio management, and consulting, and can provide a range of services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/14/2018 - Present
LPL Financial LLC (BELLEVILLE IL)
IL
11/15/2011 - 02/14/2018
SII INVESTMENTS, INC. (BELLEVILLE IL)
IL
03/15/2001 - 11/21/2011
PFS INVESTMENTS INC. (BELLEVILLE IL)
BC
Issued 03/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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