Unclaimed
Craig alexander scott Steiger is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Craig has been in the financial services industry since December 26, 1988. Craig holds Series 3, 7, 31 and 63 licenses and is registered in over 50 states. Craig is a limited partner in a family-held business, Diamond Belgian Partners, and is also involved in a family limited partnership, Steiger Family L.P. Craig is an experienced advisor who can provide a range of financial services, including investment management, performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/29/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INCLINE VILLAGE NV)
NY
11/23/1988 - 11/29/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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