Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Alan Spadafora is a registered representative with Principal Securities, Inc. and has been in the financial services industry since March 28, 2000. Craig has experience in a variety of investment areas and is qualified to provide investment advice and services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
07/19/2019 - Present
Principal Securities, Inc. (DES MOINES IA)
MA
11/02/2018 - 05/20/2019
ROYAL ALLIANCE ASSOCIATES, INC. (BOSTON MA)
MA
04/15/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
11/01/2013 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
NJ
06/14/2012 - 12/31/2012
ESSEX SECURITIES LLC (JERSEY CITY NJ)
MA
08/07/2002 - 01/10/2012
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
04/06/2000 - 07/24/2002
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
04/28/1999 - 03/16/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 05/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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