Unclaimed
Craig Roder is a financial advisor with Leerink Partners LLC. Craig has been in the industry since May 4, 2000, and has experience with Oppenheimer & Co. Inc. and UBS Financial Services Inc. Craig has a Series 7, Series 66 and SIE license, and is registered in California, Colorado, Connecticut, Florida, Illinois, Minnesota, New York, Ohio and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/15/2023 - Present
Leerink Partners LLC (SAN FRANCISCO CA)
CA
05/27/2009 - 11/17/2023
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
05/04/2000 - 06/04/2009
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
BOTH
Issued 08/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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