linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Craig Alan Moddelmog

Morgan Stanley

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Craig? Claim Your Profile

About Craig Alan Moddelmog

Craig Moddelmog is an investment advisor representative at Morgan Stanley. Craig has been in the securities industry since November 9, 1994. He is registered to provide securities and investment advisory services in 53 states and the District of Columbia. He has experience providing financial planning, portfolio management for businesses, individuals, and investment companies, and selection of other advisors. In addition to working as an investment advisor representative, Craig is also a partner at Sunflower Capital LLC, a real estate firm.

Firm Information

Craig Moddelmog is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

check

other

See schedule d miscellaneous

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Craig Moddelmog’s Registration & Firm History

CO

09/19/2022 - Present

Morgan Stanley (Loveland CO)

CO

04/24/2013 - 09/20/2022

PRIVATE CLIENT SERVICES, LLC (FORT COLLINS CO)

CO

04/01/2009 - 05/06/2013

LPL FINANCIAL LLC (FORT COLLINS CO)

CO

02/24/2005 - 04/03/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT COLLINS CO)

SC

03/26/2002 - 02/04/2005

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

TX

12/15/1999 - 02/12/2002

INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)

WI

04/23/1997 - 12/16/1999

INVEST FINANCIAL CORPORATION (APPLETON WI)

MO

08/28/1995 - 03/14/1996

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NY

08/03/1993 - 08/30/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Craig Alan Moddelmog is right for you?

Licenses & Designations

IA

Issued 12/22/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/04/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/19/1999

Series 24 - General Securities Principal Examination

BC

Issued 07/24/2023

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Craig Alan Moddelmog.
Not sure if Craig Alan Moddelmog is right for you?