Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Gordon is a financial professional with over 30 years of experience in the industry. Currently, Craig is a registered representative at RBC Capital Markets, LLC in Newport Beach, California. Previously, Craig has worked at DST Market Services, LLC and National Financial Services LLC. Craig holds various licenses, including Series 7, 24, 27, 4, 52, 53, 63 and SIE. Craig specializes in providing financial and investment services to a variety of clients including high-net-worth individuals, corporations, institutions and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2016 - Present
RBC Capital Markets, LLC (NEWPORT BEACH CA)
MN
01/21/2014 - 10/05/2016
DST MARKET SERVICES, LLC (Minneapolis MN)
MN
08/11/2000 - 01/23/2014
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MA
11/30/1998 - 08/23/2000
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
CA
10/05/1994 - 01/04/1999
WESTERN SECURITIES CLEARING CORP. (SAN DIEGO CA)
NY
01/21/1987 - 03/28/1996
GRANT BETTINGEN, INC. (NEW YORK NY)
BC
Issued 02/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/1987
Series 24 - General Securities Principal Examination
BC
Issued 08/03/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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