Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Cline is a financial advisor at Stifel, Nicolaus & Company, Inc. based in Houston, TX. Craig has over 35 years of experience in the financial services industry. He has a wide range of experience, having worked at several firms including FHN Financial Securities Corp. and Coastal Securities, Inc. Craig holds several licenses and certifications including Series 3, Series 7, Series 24, and Series 63. He is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/02/2023 - Present
Stifel, Nicolaus & Company, Inc. (HOUSTON TX)
TX
04/01/2017 - 09/26/2023
FHN FINANCIAL SECURITIES CORP. (HOUSTON TX)
TX
02/28/2002 - 04/01/2017
COASTAL SECURITIES, INC. (HOUSTON TX)
TX
07/07/2000 - 02/27/2002
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
TX
07/16/1999 - 07/06/2000
SPIRES FINANCIAL, L.P. (HOUSTON TX)
TN
04/24/1997 - 06/15/1999
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
TX
03/29/1990 - 07/16/1996
M.G.S.I. SECURITIES, INC. (HOUSTON TX)
NA
11/29/1988 - 04/09/1990
GREYSTONE SECURITIES, INC.
NA
08/21/1987 - 11/10/1988
SHEARSON LEHMAN HUTTON INC.
NA
11/21/1986 - 07/13/1987
SWINK & COMPANY, INC.
BC
Issued 12/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/04/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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