Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig A Nichols is a registered representative of J.p. Morgan Securities LLC. Craig has been in the securities industry since 2010. Craig is registered to provide investment advice in 30 states. Craig's current firm is J.p. Morgan Securities LLC and their primary location is 8737 NORTH PORT WASHINGTON ROAD in FOX POINT, WI. Craig has been registered with J.p. Morgan Securities LLC since 2012. Craig was previously registered with CHASE INVESTMENT SERVICES CORP. Craig has passed the SIE, Series 6, Series 7TO, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
WI
02/27/2024 - Present
J.p. Morgan Securities LLC (FOX POINT WI)
WI
10/01/2012 - 01/30/2018
J.P. MORGAN SECURITIES LLC (FRANKLIN WI)
WI
04/14/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CUDAHY WI)
BOTH
Issued 01/05/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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