Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Courtney? Claim Your ProfileCourtney Wallen is a financial advisor at Raymond James & Associates, Inc., a firm that has over $400 billion in assets under management. Courtney has been in the financial services industry since 2002 and holds the Series 7, 24, 53, 63, and 65 licenses. Courtney has experience in a range of financial services, including financial planning, portfolio management, and educational seminars. In addition to her current position at Raymond James & Associates, Inc., Courtney has held positions at EF Legacy Securities, LLC, Nationwide Securities, LLC, 1717 Capital Management Company, and Prudential Securities Incorporated. Courtney is based in St. Petersburg, Florida and also has a branch office location in Alexandria, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/11/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
VA
05/15/2018 - 12/05/2018
EF LEGACY SECURITIES, LLC (FAIRFAX VA)
OH
02/05/2002 - 03/28/2012
NATIONWIDE SECURITIES, LLC (DUBLIN OH)
VA
11/24/2003 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (ARLINGTON VA)
NY
08/31/1998 - 10/04/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/14/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Courtney Wallen is the right advisor for you? Invested Better is here to help.
