Unclaimed
Courtney Valiga is a registered representative with Wells Fargo Securities, LLC. Courtney has been in the industry since 2017 and is currently registered in 53 states. Courtney holds the Series 63, Series 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/01/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
12/21/2017 - 07/10/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 02/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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